Author: Étienne de la Boétie
Year: 2017 (1577)
Publisher: Ersatz
Language: Swedish (translator Ervin Rosenberg)
We have all
heard of Niccolo Machiavelli and “The Prince”. We know it as the monolith in
philosophical literature in which the Florentine diplomat delves into the murky
depths of power; how to obtain it and how to maintain it. Less famous, and as
history has shown, infinitely less influential, is the French lawyer and poet
Étienne de la Boétie. De la Boétie was also interested in power but approached
the topic from the opposite direction. In his essay “Avhandling om frivillig
underkastelse” (”Discourse on Voluntary Servitude”) he attempts to bring
clarity to why a community, a city, or indeed an entire nation not only allows
a single person to dominate and even enslave them, but moreover, encourage him or
her to do so.
“For the
present I should like merely to understand how it happens that so many men, so
many villages, so many cities, so many nations, sometimes suffer under a single
tyrant who has no other power than the power they give him; who is able to harm
them only to the extent to which they have the willingness to bear with him”*
For it is
most certainly true, that human history is but a series of temporally
interconnected states of affairs where the few subjugate the many. Historical
events taught in schools are nothing but episodes where a small élite either
seize or abuse the power over one or another population. Monuments are raised, poems
are written, and myths are retold by the oppressed in celebration of their
oppressors. How is this possible?
Unquestionably,
there seem to be certain processes within a community that shrewd pretenders to
power can exploit in order to propel themselves to the top of the hierarchy or,
indeed, thrust a new order onto said community. Machiavelli’s book deals with
these processes and the manipulative techniques a ruler might want to employ to
manage them to his or her advantage. De la Boétie in no way questions the
existence of such processes or denies the efficiency of various power
techniques, but moreover challenges the mere necessity of these processes. His
remedy is as simple as it is provocative.
“Obviously
there is no need of fighting to overcome this single tyrant, for he is
automatically defeated if the country refuses consent to its own enslavement:
it is not necessary to deprive him of anything, but simply to give him nothing;
there is no need that the country make an effort to do anything for itself
provided it does nothing against itself.”*
Perhaps
this is a mirror of Marcus Tullius Cicero’s famous statement “Nulla enim minantis
auctoritas apud liberos est.” To a free man, threats are impotent.
De la
Boétie argues that humans are naturally predisposed to obeying their parents as
children but equally prone to rebelling against them in adolescence. In the
same way, a refusal to submit to all other authorities is just as natural to
him, and yet all of us who rebelled against our guardians as teenagers remain
servile to the government throughout our adult lives. We are so preoccupied
with the illusion of owning whatever measly earthly possessions we convince
ourselves that we have amassed, that we fail to see that we do not even own
ourselves in the first place.
Étienne de
la Boétie is one of a great many philosophers, some of whom have achieved far
greater fame than he, who have wrestled with the concept of freedom and
slavery. Thomas Hobbes polemised that autocracy was inevitable, as the only
alternative would be chaos. One can either be free in a chaotic and hostile
world, or subjugated in an organised and safe one. Jean-Jacques Rousseau was
decidedly more optimistic. Although he recognised that humans are systemically
enslaved (“L'homme est né libre, et partout il est dans les fers”) he made
great intellectual efforts to unify order and liberty by means of a so called “social
contract” through which society as a whole would guarantee the citizen
collective safety and individual freedom at the same time. John Stuart Mill, in
his “On Liberty” (reviewed on this blog in December 2019) argues that the role
of the government can only be legitimate in so far as it protects the liberties
of society. Additionally, he argued, that the greatest threat to individual
freedom was not the government or state, but the self-controlling structures of
society itself.
Still, I
would venture to argue that Jean-Paul Sartre came the closest to answering de
la Boétie’s principle question. While de la Boétie argues that all you have to
do to stop being oppressed is to stop obeying, Sartre claims that all you need
to do is to stop thinking that you are not free. The illusion of slavery,
“mauvais fois” in Sartre’s terminology, is a self-fulfilling prophecy which
serves only to shackle us with invisible chains. He even argues that humans are
“condemned to freedom” and that this is something we generally detest. By being
completely free, we are also made directly responsible for our actions. No one
to blame. No fingers to point. It is thus easy to imagine mankind, horrified by
the crushing responsibility of freedom, rush into the shade of a tyrant who
mercifully lifts freedom, and consequently responsibility, from its grateful shoulders.
400 years
before Sartre, de la Boétie already promoted a form of anarchy. Essentially, “Discourse
on Voluntary Servitude” is a call to civil disobedience. He is adamant about
revolutions being unnecessary where simple passivity suffices. At the core of
the argument is anarchism.
De la
Boétie lists three types of ruler.
1. The ruler by election
2. The ruler by force
3. The ruler by inheritance
Of these three, he suggests that the former is the most tolerable, but at the same
time he postulates that even that type of ruler will do whatever they need to
make themselves absolute and that will in the end make them even more ruthless
than any of the other two.
Put in a
modern perspective, this leads us to a couple of interesting observations. There
is certainly no shortage of anarchists in modern day Europe. They often argue
that all governments of all kinds need to be abolished. We can find them to the
far left where the state is perceived as nothing but a watchdog for the capital
and elite, and to the right where the war-cry “Taxation is theft” is nothing
but a catchphrase for anarchy.
This is
where I propose that a modern reader needs to tread carefully. De la Boétie
lived in an era where the government looked upon the people as their subjects.
In a modern democracy, the government’s mandate is from the electorate. This is
a fundamental difference which people have fought and died for ever since the
rise of liberalism and it must not be neglected or diminished. An orphan growing
up in a working-class foster family in a small village far away from the
capital becoming the prime minister and leader of the country would be a
fairy-tale in de la Boétie’s times but is democracy in ours. It is thus folly
to advocate nihilism and anarchy based on writings from the 16th
century.
I do not
know if Sartre read “Discourse on Voluntary Servitude”. Nor do I know if de la
Boétie read “The Prince”. Yet these behemoths in the history of thought are
closely interlinked through the study of domination and submission, and they
all help us understand ourselves and the choices available to us.
*The Discourse of Voluntary Servitude, trans. Harry Kurz (Indianapolis: 1942).
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